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Regulation
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Regulation
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The SEC has charged Zymergen Inc. for Misleading Investors
Team
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September 16, 2024 - 18:05:45
SEC Takes Action Against Seven Public Companies for Violating Whistleblower Protection Rules
Florida CEO Charged in $1.5M Ponzi Futures Scam
“My Forex Funds” accused of a $300 million fraud: CFTC
A Comparative Study of Payment for Order Flow (PFOF) (1)
CFTC Launches Next Crypto Sprint Initiative
Team
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August 22, 2025 - 10:24:12
0
Japan’s FSA Clarifies Rules on Market Value Adjustments in Insurance Contracts
Team
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September 10, 2025 - 15:35:16
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SEC Charges Washington Water Machine Founder and Portfolio Manager in $275...
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August 22, 2025 - 11:55:38
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IEX’s DEEP+ Data Fee A New Front in the Market Data...
QuoteReporter
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August 30, 2025 - 00:14:29
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SEC Charges Pennsylvania Resident in $770 Million Ponzi Scheme Tied to...
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September 3, 2025 - 23:46:27
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Finfluencers Alerted: UK FCA Goes After Illegal Promotions
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September 11, 2025 - 11:14:42
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FCA Fines Woodford and WIM Nearly £46m Over Fund Management Failures
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August 22, 2025 - 15:30:28
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How Are the SEC and CFTC Coping with the 2025 Government...
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October 14, 2025 - 12:50:52
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CFTC Issues No-Action Relief on Event Contracts: A Narrow but Notable...
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September 5, 2025 - 14:12:00
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CFTC Issues FBOT Advisory to Clarify Access Rules for Non-U.S. Exchanges
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August 29, 2025 - 11:32:36
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Switzerland and UK Seal Financial Pact: New MoU Unlocks Cross-Border Insurance...
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September 26, 2025 - 15:15:37
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CFTC Withdraws Parts 37 and 38 Proposed Rule: Balancing Oversight and...
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September 16, 2025 - 15:43:41
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