Regulation
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New York Trader Sidney Lebental Fined $200,000 by CFTC for Spoofing in Treasury Futures Market
New York Trader Sidney Lebental Fined $200,000 by CFTC for Spoofing in Treasury Futures Market The Commodity Futures Tra
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SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies The Securities and Exchange Commissi
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Bank of Japan Maintains Overnight Call Rate at 0.75% Amid 6-3 Board Split on Inflation Risks
Bank of Japan Maintains Overnight Call Rate at 0.75% Amid 6-3 Board Split on Inflation Risks The Bank of Japan's latest
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CFTC Sues New York Over Prediction Markets: A Battle for Jurisdiction
CFTC Sues New York Over Prediction Markets: A Battle for Jurisdiction In a significant move to assert its regulatory aut
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CFTC Asserts Exclusive Jurisdiction Over Prediction Markets in Massachusetts Supreme Judicial Court Filing
CFTC Asserts Exclusive Jurisdiction Over Prediction Markets in Massachusetts Supreme Judicial Court Filing On April 24,
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SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics
Summary The Securities and Exchange Commission (SEC), through its Division of Economic and Risk Analysis (DERA), has rel
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CFTC: Texas Resident to Pay Over $14 million for Misappropriation of Confidential Info
Summary The Commodity Futures Trading Commission (CFTC) has announced a significant enforcement action involving Matthew
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CFTC Designates Xchange Alpha LLC as a Contract Market
Summary The Commodity Futures Trading Commission (CFTC) has officially designated Xchange Alpha LLC as a designated cont
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CFTC: CFTC Staff Issues Interpretation on Legacy Swap Status
Summary The Commodity Futures Trading Commission (CFTC) has released an interpretive letter from its Market Participants
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SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud
Summary The Securities and Exchange Commission (SEC) has filed charges against Archer-Daniels-Midland Company (ADM) and
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Michael Selig Sworn In as 16th CFTC Chairman
Summary Michael S. Selig has officially been inaugurated as the 16th Chairman of the Commodity Futures Trading Commissio
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CFTC Obtains Judgment Against Wisconsin Man for Fraud, Misappropriation Scheme
Summary The Commodity Futures Trading Commission (CFTC) has successfully obtained a consent order against Robert Narvett
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CFTC Acting Chairman Pham Announces Implementation of U.S. Treasury Market Reforms
Summary The Commodity Futures Trading Commission (CFTC), under the leadership of Acting Chairman Caroline D. Pham, has a
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FINMA Approves Merger of Supervisory Organizations
FINMA Approves Merger of Supervisory Organizations: A Step Toward Streamlined Oversight in Swiss Finance On November 27,
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CFTC Chairman Pham Announces Withdrawal of Outdated Digital Assets Guidance
Summary The Commodity Futures Trading Commission (CFTC), under the leadership of Acting Chairman Caroline D. Pham, annou
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CFTC: Acting Chairman Pham Announces CEO Innovation Council Participants
Summary The Commodity Futures Trading Commission (CFTC) Acting Chairman Caroline D. Pham has unveiled the first group of
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CFTC Obtains Over $2M Restitution for Victims of Precious Metals Fraudulent Scheme
Summary The Commodity Futures Trading Commission (CFTC) has successfully obtained a court order for restitution amountin
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SEC Charges Canadian Citizen With Fraud Schemes That Targeted Retail Investors
Summary The Securities and Exchange Commission (SEC) has formally charged Canadian citizen Nathan Gauvin, along with thr
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Zero-Haircut Repo Borrowing Is Common — And Concentrated Among the Largest Hedge Funds
BIS Bulletin: Zero-Haircut Repo Borrowing Is Common — And Concentrated Among the Largest Hedge Funds A new BIS Bulletin
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CME Group Receives SEC Approval for New Securities Clearing House
CME Group, recognized as the preeminent derivatives marketplace globally, has made a significant announcement on Decembe